as a ubs client, your accounts are covered by certain protections that would go into effect in the unlikely event that ubs financial services inc. fails financially. for details about the firm’s sipc protection, including limitations, refer to the additional disclosures section of the agreements and disclosures booklet. subject to the policy conditions and limitations, cash holdings for all your accounts held in a particular capacity at ubs financial services inc. are protected up to $1.9 million. as of december 10, 2018, the maximum amount payable to all ubs financial services inc. clients under the supplemental policy is $500 million. ubs financial services inc. is not a bank. products and services mentioned on these web pages may not be available for residents of certain nations. wealth management services in the united states are provided by ubs financial services inc., a registered broker-dealer offering securities, trading, brokerage and related products and services.
ubs financial services inc. is also registered as a futures commission merchant (fcm) with the u.s. commodity futures trading commission (cftc) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. member nfa notice for non-u.s. investors. statement of financial condition (pdf). statement of financial condition- ubs fsi of puerto rico (pdf). loan disclosure statement (pdf). advisory & brokerage services. futures commission merchant (fcm) information for ubs financial services inc. disclosures.
ubs receives commissions for the sale of a variable annuity from the insurance company issuing the annuity. no part of the commission paid to ubs is paid by the client. that means that fees are negotiated between you and the advisor. in addition to the fees you pay ubs average salaries for ubs financial advisor: $58445. ubs salary are you paid fairly? get a free, ubs financial advisor compensation, ubs financial advisor compensation, ubs account termination fee, ubs wealth management minimum account size, ubs financial advisor reviews. ubs receives commissions for the sale of an annuity from the insurance company issuing the annuity. the client does not pay ubs directly. financial advisors receive a portion of the commissions paid to ubs by the insurance companies based on the grid rate applicable to them.
the client does not pay ubs directly. financial advisors receive a portion of the commissions paid to here are three steps to pinpoint the fees burning a hole in your portfolio. the high end of the range tends to require more hands-on advisors, and names like ubs and ameriprise how much does a financial advisor make at ubs in the united states? average ubs financial advisor yearly pay in the, ubs vs fidelity, ubs wealth management reviews, should i invest with ubs, ubs financial services
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